-
SUPPORTING
SMALL BUSINESSSEC rules help provide avenues for small businesses to raise capital efficiently from both public and private markets so they can create new jobs, develop life-changing innovations and technology, grow the economy and create opportunities for investors.
Latest News
E-mail Updates
Sign up for emails that will deliver SEC News direct to your inbox.
Protect Your Money!
Check out an investment professional's registration status and background at Investor.gov.
Investor Alerts & Bulletins
The SEC's Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC.
We Enforce Federal Securities Laws
Latest Federal Court Actions
Litigation Releases
- May 23, 2024
- May 23, 2024
- May 22, 2024
- May 20, 2024
- May 15, 2024
Latest Administrative Proceedings
Administrative Releases
- May 23, 2024
- May 22, 2024
- May 22, 2024
- May 21, 2024
- May 21, 2024
We Regulate Securities Markets
We Provide Data
Developer Resources
Check out updates on the SEC open data program, including best practices that make it more efficient to download data.
![bar graph example](/files/moneymarket_0.jpg)
Money Market Fund Statistics
Our Investment Management Analytics Office released an updated Money Market Fund Statistics report. The report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP.
Latest Data Sets
- The Investment Adviser Information Reports' data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration Depository (IARD) system.Updated
- This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are not available) of active broker-dealers who are registered with the SEC.Updated